Personnel Hong Kong SFC License Details (ID 106774)

Personnel Hong Kong SFC License Details (ID 106774)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIA ABSOLUTE ADVISORS LIMITED	RO	Advising on futures contracts	2004-12-17	2006-07-24
	RO	Advising on securities	2004-12-17	2006-07-24
	RO	Asset management	2004-12-17	2006-07-24
	Rep	Advising on futures contracts	2004-10-26	2004-12-17
	Rep	Advising on securities	2004-10-26	2004-12-17
	Rep	Asset management	2004-10-26	2004-12-17
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Dealing in securities	2003-11-21	2004-08-04
INVESCO ASSET MANAGEMENT ASIA LIMITED	RO	Dealing in securities	2003-11-14	2004-08-04
	RO	Advising on securities	-	2004-08-04
	RO	Asset management	-	2004-08-04
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	RO	Advising on futures contracts	-	2004-08-04
	RO	Advising on securities	-	2004-08-04
	RO	Asset management	-	2004-08-04