Personnel Hong Kong SFC License Details (ID 106853)

Personnel Hong Kong SFC License Details (ID 106853)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oreana Financial Services Limited	Rep	Advising on securities	2021-10-22	2024-04-15
	Rep	Asset management	2021-10-22	2024-04-15
	Rep	Dealing in securities	2021-10-22	2024-04-15
Ascalon Capital Limited	RO	Asset management	2019-06-18	2024-04-15
	RO	Dealing in securities	2012-04-11	2020-06-16
Segantii Capital Management Limited	RO	Asset management	2007-11-22	2011-02-18
FWD Financial Planning Limited (HK)	RO	Advising on securities	2004-08-25	2006-03-15
NNIP HONG KONG LIMITED	RO	Advising on securities	-	2007-11-09
	RO	Asset management	-	2007-11-09
	RO	Dealing in securities	-	2007-11-09