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Personnel Hong Kong SFC License Details (ID 106865)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
THORNTON GLOBAL WEALTH MANAGEMENT LIMITED
Rep
Advising on securities
2006-03-29
2006-10-23
Network Financial Services Limited
Rep
Advising on securities
2005-06-13
2006-01-16