Personnel Hong Kong SFC License Details (ID 106871)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Lion Global Financial Limited	Rep	Dealing in securities	2009-03-02	2010-02-20
	Rep	Asset management	2007-10-31	2010-02-20
	Rep	Advising on securities	2007-07-24	2010-02-20
CHINA INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2007-05-15	2007-07-06
oOo Securities (HK) Group Limited	Rep	Advising on securities	2006-04-27	2007-03-23
JW CAPITAL SECURITIES LIMITED	Rep	Advising on securities	2006-01-27	2006-02-17