| FT Securities Limited | Rep | Advising on futures contracts | 2005-09-30 | 2010-06-01 |
| Rep | Dealing in futures contracts | 2005-09-30 | 2010-06-01 |
| Rep | Dealing in securities | 2005-05-31 | 2010-06-01 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-05-31 | 2005-10-04 |
| CELESTIAL SECURITIES LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-24 | 2005-05-31 |
| CELESTIAL COMMODITIES LIMITED | Rep | Providing automated trading services | - | 2004-03-02 |
| Rep | Advising on futures contracts | - | 2004-03-03 |
| Rep | Asset management | - | 2004-03-03 |
| Rep | Dealing in futures contracts | - | 2005-05-31 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | - | 2004-03-03 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-02-19 |
| Rep | Advising on securities | - | 2004-02-19 |
| Rep | Asset management | - | 2004-02-19 |
| Rep | Providing automated trading services | - | 2004-02-19 |
| Rep | Dealing in securities | - | 2005-05-31 |