| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2003-10-02 | 2005-09-22 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-09-23 |
| Rep | Asset management | - | 2003-09-23 | |
| Rep | Dealing in futures contracts | - | 2005-09-22 |