Personnel Hong Kong SFC License Details (ID 106977)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2009-02-11	2011-02-24
	Rep	Advising on securities	2005-04-19	2011-02-24
THE PRUDENTIAL ASSURANCE COMPANY LIMITED	Rep	Advising on securities	2005-01-31	2005-03-31