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Shum, Dick Siu Kai 岑紹佳 Hong Kong SFC License Details (ID 106978)
Shum, Dick Siu Kai 岑紹佳
SFC ID:
AFO663
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AIA WEALTH MANAGEMENT COMPANY LIMITED
Rep
Advising on securities
2006-05-26
2008-05-16
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED
Rep
Asset management
-
2004-05-21
Rep
Advising on securities
-
2004-06-17