| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2006-02-07 | 2007-05-04 |
| Ark Securities (Hong Kong) Limited | RO | Asset management | 2005-06-07 | 2007-05-04 |
| VERCAP Financial Services Limited | RO | Dealing in futures contracts | 2005-03-07 | 2007-05-04 |
| Ark Securities (Hong Kong) Limited | RO | Dealing in securities | 2004-03-02 | 2007-05-04 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2003-11-21 | 2007-05-04 |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2003-09-04 | 2004-03-02 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | - | 2003-09-04 |
| SHUN LOONG FUTURES LIMITED | Rep | Asset management | - | 2003-08-26 |
| Rep | Advising on futures contracts | - | 2003-09-04 |
| Rep | Providing automated trading services | - | 2003-09-04 |
| Rep | Dealing in futures contracts | - | 2003-09-04 |
| SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Asset management | - | 2003-08-26 |
| Rep | Advising on corporate finance | - | 2003-09-04 |
| Rep | Advising on securities | - | 2003-09-04 |
| Rep | Providing automated trading services | - | 2003-09-04 |
| Rep | Dealing in securities | - | 2003-09-04 |