Personnel Hong Kong SFC License Details (ID 107013)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Advising on securities	2005-06-21	2006-05-01
PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-07-12
	Rep	Advising on securities	-	2004-07-12
	Rep	Asset management	-	2004-07-12