Personnel Hong Kong SFC License Details (ID 107014)

Personnel Hong Kong SFC License Details (ID 107014)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BEA Union Investment Management Limited	RO	Advising on securities	2021-12-03	-
	RO	Asset management	2021-12-03	-
	RO	Dealing in securities	2021-12-03	-
	Rep	Advising on securities	2012-03-09	2021-12-03
	Rep	Asset management	2012-03-09	2021-12-03
	Rep	Dealing in securities	2012-03-09	2021-12-03
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on securities	2005-07-15	2010-05-31
	Rep	Asset management	2005-07-15	2010-05-31
	Rep	Dealing in securities	2005-07-15	2010-05-31
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2004-04-06	2010-05-31
Halbis Capital Management (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-16
	Rep	Advising on securities	2003-04-01	2004-02-16
	Rep	Asset management	2003-04-01	2004-02-16
	Rep	Dealing in securities	2003-04-01	2004-08-30
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-02-16
	Rep	Advising on securities	2003-04-01	2010-05-31
	Rep	Asset management	2003-04-01	2010-05-31