Personnel Hong Kong SFC License Details (ID 107022)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CICC US Securities, Inc.	RO	Dealing in securities	2009-12-02	2010-06-30
	Rep	Dealing in securities	2008-05-30	2009-12-02
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Dealing in securities	2005-01-19	2010-06-30
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Advising on corporate finance	-	2005-01-19
	Rep	Advising on securities	-	2005-01-19
	Rep	Asset management	-	2005-01-19