Personnel Hong Kong SFC License Details (ID 107039)

Personnel Hong Kong SFC License Details (ID 107039)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ALETHEIA TECHNOLOGIES LIMITED (HK)	Rep	Advising on securities	2014-06-03	2015-08-06
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2009-09-08	2010-02-04
	Rep	Dealing in securities	2009-09-08	2010-02-04
Aletheia Analyst Network Limited	Rep	Advising on securities	2009-02-19	2009-08-13
	Rep	Dealing in securities	2009-02-19	2009-08-13
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2004-04-23	2008-02-18
	Rep	Dealing in securities	2004-04-23	2008-02-18