Kim, Seong Ouk 金成昱

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2004-09-06	2006-01-05
	Rep	Providing automated trading services	2004-09-06	2008-01-31
	Rep	Dealing in securities	2004-09-06	2008-01-31
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2004-09-06	2008-01-31
	Rep	Dealing in futures contracts	2004-09-06	2008-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2004-08-20
	Rep	Advising on securities	-	2004-08-20
	Rep	Asset management	-	2004-08-20
	Rep	Providing automated trading services	-	2004-08-20
	Rep	Dealing in securities	-	2004-08-20

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2004-09-06	2006-01-05
	Rep	Providing automated trading services	2004-09-06	2008-01-31
	Rep	Dealing in securities	2004-09-06	2008-01-31
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2004-09-06	2008-01-31
	Rep	Dealing in futures contracts	2004-09-06	2008-01-31
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2004-08-20
	Rep	Advising on securities	-	2004-08-20
	Rep	Asset management	-	2004-08-20
	Rep	Providing automated trading services	-	2004-08-20
	Rep	Dealing in securities	-	2004-08-20