Personnel SFC Licences and HKMA Registrations (ID 107181)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CN CAPITAL MANAGEMENT LIMITED	RO	Asset management	2010-06-01	-
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Asset management	2006-09-29	2008-12-16
	Rep	Advising on securities	2006-06-13	2008-12-16
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2003-04-01	2004-03-30
	Rep	Asset management	2003-04-01	2004-03-30
	Rep	Advising on securities	2003-04-01	2006-05-20
	Rep	Dealing in securities	2003-04-01	2006-05-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.