Personnel Hong Kong SFC License Details (ID 107218)

Personnel Hong Kong SFC License Details (ID 107218)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tristar Capital Advisors Limited	RO	Asset management	2012-09-26	2019-05-10
Citadel Asia Limited	RO	Asset management	2008-09-02	2010-12-31
	Rep	Asset management	2008-07-14	2008-09-02
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2007-10-10	2008-04-12
Merrill Lynch (Asia Pacific) Limited	RO	Dealing in securities	2005-06-02	2008-04-12
	Rep	Asset management	-	2005-01-25
	Rep	Advising on corporate finance	-	2005-03-23
	Rep	Advising on securities	-	2005-03-23
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Dealing in securities	-	2005-06-02