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Shum, Yuen Ming 沈婉明 Hong Kong SFC License Details (ID 107221)
Shum, Yuen Ming 沈婉明
SFC ID:
AFQ740
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
LUEN HING SECURITIES LIMITED
Rep
Advising on corporate finance
-
2004-03-12
Rep
Advising on securities
-
2004-03-12
Rep
Asset management
-
2004-03-12
Rep
Dealing in securities
-
2014-03-31