Personnel Hong Kong SFC License Details (ID 107237)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2008-04-21	2008-10-04
KINGSTON SECURITIES LIMITED	Rep	Providing automated trading services	-	2003-07-04
	Rep	Advising on corporate finance	-	2004-08-23
	Rep	Advising on securities	-	2004-08-23
	Rep	Asset management	-	2004-08-23
	Rep	Dealing in securities	-	2007-12-07