| RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2014-12-02 | 2025-01-23 |
| Rep | Advising on securities | 2014-12-02 | 2025-01-23 |
| Rep | Dealing in futures contracts | 2014-12-02 | 2025-01-23 |
| Rep | Dealing in securities | 2014-12-02 | 2025-01-23 |
| FT Securities Limited | Rep | Advising on futures contracts | 2006-01-25 | 2011-01-01 |
| Rep | Dealing in futures contracts | 2006-01-20 | 2011-01-01 |
| Rep | Dealing in securities | 2006-01-20 | 2011-01-01 |
| CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-07-21 | 2005-12-21 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-07-21 | 2005-12-21 |
| FT Securities Limited | Rep | Advising on corporate finance | - | 2004-05-18 |
| Rep | Advising on securities | - | 2004-05-18 |
| Rep | Asset management | - | 2004-05-18 |
| Rep | Dealing in securities | - | 2005-07-11 |
| JEFFERIES BACHE (HONG KONG) LIMITED | Rep | Advising on futures contracts | - | 2004-05-18 |
| Rep | Asset management | - | 2004-05-18 |
| Rep | Dealing in futures contracts | - | 2005-07-11 |