| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2013-06-21 | 2016-02-05 |
| EXECUTION NOBLE (HONG KONG) LIMITED (TRADING AS ESPIRITO SANTO SECURITIES) | RO | Dealing in securities | 2008-10-21 | 2009-07-01 |
| Rep | Dealing in securities | 2008-06-27 | 2008-10-21 | |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2003-11-27 | 2008-06-04 |
| Rep | Dealing in securities | 2003-10-17 | 2008-06-04 | |
| Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | - | 2003-10-08 |
| Rep | Advising on securities | - | 2003-10-08 | |
| Rep | Asset management | - | 2003-10-08 | |
| Rep | Providing automated trading services | - | 2003-10-08 | |
| Rep | Dealing in securities | - | 2008-06-04 |