Tsoi, Yiu Ting 蔡耀庭

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Paradigm Advisors Holdings (Hong Kong) Limited	RO	Advising on corporate finance	2019-12-11	2021-11-30
	RO	Advising on securities	2019-12-11	2021-11-30
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2013-02-27	2016-03-23
	RO	Advising on securities	2013-02-27	2016-03-23
	RO	Dealing in securities	2013-02-27	2016-03-23
	Rep	Advising on corporate finance	2012-01-13	2013-02-27
	Rep	Advising on securities	2012-01-13	2013-02-27
	Rep	Dealing in securities	2012-01-13	2013-02-27
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2006-09-12	2010-01-25
	Rep	Dealing in securities	2006-09-12	2010-01-25
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in securities	2004-02-26	2006-07-11
	Rep	Advising on corporate finance	2004-02-23	2006-07-11
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2003-11-25	2004-02-12

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Paradigm Advisors Holdings (Hong Kong) Limited	RO	Advising on corporate finance	2019-12-11	2021-11-30
	RO	Advising on securities	2019-12-11	2021-11-30
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2013-02-27	2016-03-23
	RO	Advising on securities	2013-02-27	2016-03-23
	RO	Dealing in securities	2013-02-27	2016-03-23
	Rep	Advising on corporate finance	2012-01-13	2013-02-27
	Rep	Advising on securities	2012-01-13	2013-02-27
	Rep	Dealing in securities	2012-01-13	2013-02-27
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2006-09-12	2010-01-25
	Rep	Dealing in securities	2006-09-12	2010-01-25
Standard Chartered Securities (Hong Kong) Limited	Rep	Dealing in securities	2004-02-26	2006-07-11
	Rep	Advising on corporate finance	2004-02-23	2006-07-11
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2003-11-25	2004-02-12