Personnel Hong Kong SFC License Details (ID 107321)

Personnel Hong Kong SFC License Details (ID 107321)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden Eagle Brokerage Limited	Rep	Advising on securities	2021-02-01	2021-05-31
	RO	Asset management	2020-07-28	2021-05-31
INFINITY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2020-01-17	2020-02-28
	RO	Asset management	2020-01-17	2020-02-28
Epigen Group (Hong Kong) Limited	RO	Asset management	2016-12-20	2020-01-10
	Rep	Asset management	2016-09-05	2016-12-20
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2011-11-07	2013-07-09
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2008-10-09	2011-07-29
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2006-05-24	2008-09-29
BEAR STEARNS ASIA LIMITED	Rep	Advising on securities	2004-05-05	2005-05-17
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2003-11-25	2004-05-05