| Wisetrade Securities Limited | RO | Dealing in securities | 2018-10-24 | 2021-07-28 |
| GAM HONG KONG LIMITED | RO | Advising on securities | 2013-12-11 | 2017-04-07 |
| RO | Dealing in securities | 2013-12-11 | 2017-04-07 |
| Rep | Advising on securities | 2013-11-07 | 2013-12-11 |
| Rep | Dealing in securities | 2013-11-07 | 2013-12-11 |
| LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED | RO | Advising on securities | 2008-11-20 | 2013-11-01 |
| RO | Dealing in securities | 2008-11-20 | 2013-11-01 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-07-25 | 2008-03-05 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2006-07-24 | 2008-03-05 |
| Rep | Dealing in securities | 2006-07-24 | 2008-03-05 |
| Legg Mason Asset Management Hong Kong Limited | RO | Dealing in securities | 2005-10-31 | 2006-07-15 |
| RO | Asset management | 2005-10-25 | 2006-07-15 |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | RO | Asset management | 2005-10-25 | 2006-07-15 |
| Legg Mason Asset Management Hong Kong Limited | Rep | Asset management | 2004-12-03 | 2005-10-25 |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | Asset management | 2004-12-03 | 2005-10-25 |
| Legg Mason Asset Management Hong Kong Limited | RO | Advising on securities | 2004-10-27 | 2006-07-15 |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | RO | Advising on securities | 2004-10-27 | 2006-07-15 |
| RO | Dealing in securities | 2004-10-27 | 2006-07-15 |
| Legg Mason Asset Management Hong Kong Limited | Rep | Advising on corporate finance | - | 2004-08-17 |
| Rep | Asset management | - | 2004-08-17 |
| Rep | Advising on securities | - | 2004-10-27 |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | Advising on corporate finance | - | 2004-08-17 |
| Rep | Asset management | - | 2004-08-17 |
| Rep | Advising on securities | - | 2004-10-27 |
| Rep | Dealing in securities | - | 2004-10-27 |