Personnel Hong Kong SFC License Details (ID 107369)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pamirs Capital (H.K.) Limited	RO	Advising on corporate finance	2024-08-21	-
	RO	Advising on securities	2024-08-21	-
	RO	Dealing in securities	2024-08-21	-
Funderstone Securities Limited	RO	Advising on corporate finance	2020-01-15	2021-10-31
	RO	Advising on securities	2020-01-15	2021-10-31
	RO	Dealing in securities	2020-01-15	2021-10-31
	Rep	Advising on corporate finance	2019-11-22	2020-01-15
	Rep	Advising on securities	2019-11-22	2020-01-15
	Rep	Dealing in securities	2019-11-22	2020-01-15
CVP Capital Limited (HK)	RO	Advising on corporate finance	2019-01-11	2019-10-24
	RO	Advising on securities	2019-01-11	2019-10-24
	RO	Dealing in securities	2019-01-11	2019-10-24
	Rep	Advising on corporate finance	2018-10-25	2019-01-11
	Rep	Advising on securities	2018-10-25	2019-01-11
	Rep	Dealing in securities	2018-10-25	2019-01-11
Wilson International Capital Limited	RO	Advising on corporate finance	2018-06-28	2018-09-30
WILSON SECURITIES LIMITED	RO	Advising on securities	2018-06-28	2018-09-30
	RO	Dealing in securities	2018-06-28	2018-09-30
Wilson International Capital Limited	Rep	Advising on corporate finance	2018-06-20	2018-06-28
WILSON SECURITIES LIMITED	Rep	Advising on securities	2018-06-20	2018-06-28
	Rep	Dealing in securities	2018-06-20	2018-06-28
FRONTIER CAPITAL INVESTMENT LIMITED	RO	Advising on corporate finance	2016-03-14	2017-01-31
	RO	Advising on securities	2016-03-14	2017-01-31
	RO	Dealing in securities	2016-03-14	2017-01-31
DELOITTE & TOUCHE CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2011-09-20	2015-10-14
	Rep	Advising on securities	2011-09-20	2015-10-14
	Rep	Dealing in securities	2011-09-20	2015-10-14
AVANTA INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2011-06-20	2011-08-14
	Rep	Asset management	2011-06-20	2011-08-14
MUFG Securities Asia Limited	RO	Advising on corporate finance	2010-12-31	2011-04-19
	Rep	Dealing in securities	2010-12-31	2011-04-19
MUSHK Limited	RO	Advising on corporate finance	2005-04-18	2005-10-10
	Rep	Advising on securities	2003-04-01	2004-08-27
	Rep	Asset management	2003-04-01	2004-08-27
	Rep	Advising on corporate finance	2003-04-01	2005-04-18