Personnel Hong Kong SFC License Details (ID 107376)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2006-03-17	2006-12-09
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2004-06-30	2005-02-04
CES Commodities (HK) Limited	Rep	Advising on futures contracts	-	2003-05-16
	Rep	Asset management	-	2003-05-16
	Rep	Dealing in futures contracts	-	2003-05-16