Personnel Hong Kong SFC License Details (ID 107383)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Moody's Investors Service Hong Kong Limited	Rep	Providing credit rating services	2011-06-01	2011-08-08
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	-	2004-12-13
	Rep	Advising on securities	-	2004-12-13
	Rep	Asset management	-	2004-12-13
	Rep	Dealing in securities	-	2004-12-13