| Legend Arb Advisors Limited | Rep | Asset management | 2022-02-18 | 2022-10-31 |
| Equities First Holdings Hong Kong Limited | RO | Dealing in securities | 2020-11-05 | 2021-06-09 |
| Rep | Dealing in securities | 2020-02-26 | 2020-11-05 |
| CGS International Securities Hong Kong Limited | RO | Advising on securities | 2018-12-27 | 2019-11-28 |
| RO | Dealing in securities | 2018-12-27 | 2019-11-28 |
| Rep | Advising on securities | 2018-11-06 | 2018-12-27 |
| Rep | Dealing in securities | 2018-11-06 | 2018-12-27 |
| MIB SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2017-01-23 | 2018-06-15 |
| RO | Dealing in securities | 2017-01-23 | 2018-06-15 |
| Rep | Advising on securities | 2016-09-05 | 2017-01-23 |
| Rep | Dealing in securities | 2016-09-05 | 2017-01-23 |
| ABCI Securities Company Limited | Rep | Advising on securities | 2016-05-23 | 2016-06-04 |
| Rep | Dealing in securities | 2016-05-23 | 2016-06-04 |
| KGI ASIA LIMITED | RO | Advising on securities | 2016-04-07 | 2016-05-15 |
| RO | Dealing in securities | 2016-04-07 | 2016-05-15 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2016-04-07 | 2016-05-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-11-29 | 2016-01-11 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2011-11-28 | 2016-04-07 |
| Rep | Dealing in securities | 2011-11-28 | 2016-04-07 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-02-04 | 2011-07-19 |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-06-17 | 2010-02-19 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-06-17 | 2011-07-19 |
| Rep | Dealing in securities | 2007-12-03 | 2011-07-19 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-08-21 | 2007-11-04 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-21 | 2007-11-04 |
| MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2005-02-23 | 2006-07-12 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2004-12-23 | 2005-02-23 |
| Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2004-12-16 | 2005-02-23 |
| CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-12-16 | 2005-02-23 |
| Beevest Securities Limited | Rep | Advising on securities | - | 2004-05-17 |
| Rep | Asset management | - | 2004-05-17 |
| Rep | Advising on corporate finance | - | 2004-08-05 |
| Rep | Dealing in securities | - | 2004-08-05 |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | Advising on corporate finance | - | 2004-08-05 |
| Rep | Dealing in securities | - | 2004-08-05 |