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Holland, John Michael Morgan Hong Kong SFC License Details (ID 107400)
Holland, John Michael Morgan
SFC ID:
AFR867
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
RO
Advising on securities
-
2003-11-11
RO
Asset management
-
2003-11-11
RO
Dealing in securities
-
2003-11-11