Personnel Hong Kong SFC License Details (ID 107404)

Personnel Hong Kong SFC License Details (ID 107404)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2023-08-23	-
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2023-08-23	-
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in futures contracts	2023-08-23	-
	Rep	Dealing in securities	2023-08-23	-
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-04-27	2015-12-22
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2007-09-12	2009-12-31
	Rep	Dealing in securities	2007-09-12	2009-12-31
BOCOM International Holdings Company Limited	Rep	Dealing in futures contracts	2005-11-07	2008-03-03
	Rep	Providing automated trading services	2003-04-01	2003-09-08
	Rep	Advising on corporate finance	2003-04-01	2004-05-15
	Rep	Advising on securities	2003-04-01	2004-05-15
	Rep	Asset management	2003-04-01	2004-05-15
	Rep	Dealing in securities	2003-04-01	2008-03-03