Personnel Hong Kong SFC License Details (ID 107432)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2007-09-24	2008-11-21
	Rep	Dealing in securities	2007-09-24	2008-11-21
ROTHSCHILD &AMP; CO HONG KONG LIMITED	Rep	Advising on corporate finance	2005-04-27	2007-08-07
	Rep	Advising on securities	2005-04-27	2007-08-07
	Rep	Dealing in securities	2005-04-27	2007-08-07
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	-	2004-01-05
	Rep	Dealing in securities	-	2004-03-02