| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited | RO | Advising on securities | 2008-04-14 | 2009-10-31 |
| RO | Dealing in futures contracts | 2008-04-14 | 2009-10-31 | |
| RO | Dealing in securities | 2008-04-14 | 2009-10-31 | |
| Rep | Advising on securities | 2008-02-15 | 2008-04-14 | |
| Rep | Dealing in futures contracts | 2007-10-08 | 2008-04-14 | |
| Rep | Advising on corporate finance | - | 2005-02-07 | |
| Rep | Advising on securities | - | 2005-02-07 | |
| Rep | Asset management | - | 2005-02-07 | |
| Rep | Dealing in securities | - | 2008-04-14 | |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2005-02-07 |
| Rep | Asset management | - | 2005-02-07 | |
| Rep | Dealing in futures contracts | - | 2007-11-01 |