Kong, Sum Ying 江沁凝

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on securities	2013-10-29	2015-09-01
	Rep	Asset management	2013-10-29	2015-09-01
	Rep	Dealing in securities	2013-10-29	2015-09-01
LCA Solutions Limited	Rep	Advising on securities	2010-11-09	2013-10-20
	Rep	Asset management	2010-11-09	2013-10-20
	Rep	Dealing in securities	2010-11-09	2013-10-20
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2003-06-06	2003-09-03
	Rep	Dealing in securities	2003-06-06	2003-09-03
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-27
	Rep	Advising on securities	-	2003-05-27
	Rep	Asset management	-	2003-05-27
	Rep	Providing automated trading services	-	2003-05-27
	Rep	Dealing in securities	-	2003-05-27
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-05-27
	Rep	Asset management	-	2003-05-27
	Rep	Dealing in futures contracts	-	2003-05-27
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-27
	Rep	Advising on securities	-	2003-05-27
	Rep	Asset management	-	2003-05-27
	Rep	Providing automated trading services	-	2003-05-27
	Rep	Dealing in securities	-	2003-05-27

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Advising on securities	2013-10-29	2015-09-01
	Rep	Asset management	2013-10-29	2015-09-01
	Rep	Dealing in securities	2013-10-29	2015-09-01
LCA Solutions Limited	Rep	Advising on securities	2010-11-09	2013-10-20
	Rep	Asset management	2010-11-09	2013-10-20
	Rep	Dealing in securities	2010-11-09	2013-10-20
SARASIN RABO INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2003-06-06	2003-09-03
	Rep	Dealing in securities	2003-06-06	2003-09-03
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-27
	Rep	Advising on securities	-	2003-05-27
	Rep	Asset management	-	2003-05-27
	Rep	Providing automated trading services	-	2003-05-27
	Rep	Dealing in securities	-	2003-05-27
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2003-05-27
	Rep	Asset management	-	2003-05-27
	Rep	Dealing in futures contracts	-	2003-05-27
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2003-05-27
	Rep	Advising on securities	-	2003-05-27
	Rep	Asset management	-	2003-05-27
	Rep	Providing automated trading services	-	2003-05-27
	Rep	Dealing in securities	-	2003-05-27