Liu, Siu Kam 廖小琴

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CBH Asia Limited	Rep	Advising on securities	2005-05-03	2009-06-11
	Rep	Asset management	2005-05-03	2009-06-11
	RO	Advising on securities	2004-09-17	2005-05-03
	RO	Asset management	2004-09-17	2005-05-03
	Rep	Advising on corporate finance	-	2003-08-07
	Rep	Advising on securities	-	2004-09-17
	Rep	Asset management	-	2004-09-17

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CBH Asia Limited	Rep	Advising on securities	2005-05-03	2009-06-11
	Rep	Asset management	2005-05-03	2009-06-11
	RO	Advising on securities	2004-09-17	2005-05-03
	RO	Asset management	2004-09-17	2005-05-03
	Rep	Advising on corporate finance	-	2003-08-07
	Rep	Advising on securities	-	2004-09-17
	Rep	Asset management	-	2004-09-17