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Lau, Shirley Siu Yan 劉肇茵 Hong Kong SFC License Details (ID 107439)
Lau, Shirley Siu Yan 劉肇茵
SFC ID:
AFS467
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SARASIN RABO INVESTMENT MANAGEMENT LIMITED
Rep
Advising on corporate finance
-
2004-10-12
Rep
Asset management
-
2004-10-12
Rep
Advising on securities
-
2008-01-07