Personnel Hong Kong SFC License Details (ID 107461)

Personnel Hong Kong SFC License Details (ID 107461)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ROCIM Limited	RO	Advising on securities	2020-05-06	2025-03-31
	RO	Asset management	2007-06-29	2025-03-31
ARGYLE STREET MANAGEMENT LIMITED	Rep	Advising on securities	2005-12-12	2006-08-07
	Rep	Asset management	2005-12-12	2006-08-07
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2004-05-07	2005-02-22
	Rep	Dealing in securities	2004-05-07	2005-02-22
MACQUARIE CAPITAL LIMITED	Rep	Advising on securities	2003-11-06	2004-05-07
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2003-07-24	2003-10-24