Personnel Hong Kong SFC License Details (ID 107462)

Personnel Hong Kong SFC License Details (ID 107462)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
VICTORY SECURITIES COMPANY LIMITED	Rep	Asset management	2024-03-04	2024-07-01
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	RO	Advising on securities	2015-09-25	2020-12-14
	RO	Asset management	2015-09-25	2020-12-14
	RO	Dealing in securities	2015-09-25	2020-12-14
	Rep	Advising on securities	2015-08-07	2015-09-25
	Rep	Asset management	2015-08-07	2015-09-25
TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	RO	Advising on securities	2013-05-07	2015-08-01
	RO	Asset management	2013-05-07	2015-08-01
	Rep	Advising on securities	2013-03-19	2013-05-07
	Rep	Asset management	2013-03-19	2013-05-07
HuaAn Asset Management (Hong Kong) Limited	RO	Advising on securities	2010-12-01	2013-02-28
	RO	Asset management	2010-12-01	2013-02-28
HARVEST GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2009-09-01	2010-09-07
	Rep	Asset management	2009-09-01	2010-09-07
DWS Investments Hong Kong Limited	Rep	Advising on securities	2007-08-31	2009-09-01
	Rep	Asset management	2007-07-10	2009-09-01
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED	Rep	Asset management	2006-07-04	2007-06-29
CHINA INTERNATIONAL CAPITAL CORPORATION (INTERNATIONAL) LIMITED	Rep	Asset management	2006-05-02	2007-06-29