| BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2019-06-17 | 2024-02-07 |
| Rep | Dealing in securities | 2019-06-17 | 2024-02-07 |
| NATIXIS ASIA LIMITED | RO | Advising on securities | 2017-03-21 | 2019-01-23 |
| RO | Dealing in securities | 2017-03-21 | 2019-01-23 |
| Rep | Advising on securities | 2014-10-13 | 2017-03-21 |
| Rep | Dealing in securities | 2014-10-13 | 2017-03-21 |
| Rep | Advising on futures contracts | 2014-10-13 | 2019-01-23 |
| Rep | Dealing in futures contracts | 2014-10-13 | 2019-01-23 |
| AN QIAO INVESTMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2014-05-07 | 2014-08-31 |
| Rep | Asset management | 2014-05-07 | 2014-08-31 |
| SG SECURITIES (HK) LIMITED | RO | Dealing in securities | 2007-03-14 | 2009-10-10 |
| Rep | Dealing in securities | 2004-07-15 | 2007-03-14 |
| RO | Dealing in securities | 2003-11-27 | 2004-06-27 |
| Rep | Advising on corporate finance | - | 2003-09-09 |
| Rep | Advising on securities | - | 2003-09-09 |
| Rep | Asset management | - | 2003-09-09 |
| Rep | Providing automated trading services | - | 2003-09-09 |
| Rep | Dealing in securities | - | 2003-11-27 |