Personnel Hong Kong SFC License Details (ID 107477)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PIPER JAFFRAY ASIA LIMITED	Rep	Advising on corporate finance	2004-09-21	2008-07-01
Polaris Capital (Asia) Limited	Rep	Advising on corporate finance	-	2004-09-07
Yuanta Asia Investment (Hong Kong) Limited	Rep	Advising on securities	-	2003-08-13
	Rep	Asset management	-	2003-08-13
	Rep	Advising on corporate finance	-	2004-09-07