Personnel Hong Kong SFC License Details (ID 107537)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-09-20	2018-08-31
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	-	2004-01-19
	Rep	Asset management	-	2004-01-19
	Rep	Dealing in securities	-	2004-01-19
	Rep	Advising on securities	-	2011-06-21