| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2007-09-24 | 2009-02-28 |
| Rep | Leveraged foreign exchange trading | 2007-09-24 | 2009-02-28 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-04-04 | 2007-07-19 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | 2005-04-04 | 2007-07-19 |
| SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2004-11-01 | 2005-02-15 |
| SHUN LOONG FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-11-01 | 2005-02-15 |
| CINDA INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | - | 2003-12-23 |
| Rep | Asset management | - | 2003-12-23 |
| Rep | Dealing in futures contracts | - | 2004-07-26 |
| CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED | Rep | Leveraged foreign exchange trading | - | 2004-07-26 |