Personnel Hong Kong SFC License Details (ID 107555)

Personnel Hong Kong SFC License Details (ID 107555)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Optima Capital Limited	Rep	Advising on corporate finance	2009-02-23	2009-08-05
	Rep	Advising on securities	2009-02-23	2009-08-05
	Rep	Dealing in securities	2009-02-23	2009-08-05
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Dealing in securities	2006-07-20	2008-01-27
	Rep	Advising on corporate finance	2006-06-20	2008-01-27
Zijing Capital Limited	Rep	Advising on corporate finance	2006-05-29	2006-06-07
MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED	Rep	Asset management	-	2004-01-08
	Rep	Advising on corporate finance	-	2006-04-10
	Rep	Advising on securities	-	2006-04-10