Personnel Hong Kong SFC License Details (ID 107568)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arta Corporate Advisory Limited	Rep	Advising on corporate finance	2023-06-05	2023-12-04
ARTA GLOBAL MARKETS LIMITED	Rep	Dealing in securities	2023-06-05	2023-12-04
MIB SECURITIES (HONG KONG) LIMITED	RO	Advising on corporate finance	2015-05-21	2016-12-16
	RO	Dealing in securities	2015-05-21	2016-12-16
	Rep	Advising on corporate finance	2015-02-09	2015-05-21
	Rep	Dealing in securities	2015-02-09	2015-05-21
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on corporate finance	2012-05-23	2015-01-02
	RO	Dealing in securities	2012-05-23	2015-01-02
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2012-05-23	2015-01-02
	Rep	Dealing in securities	2012-02-16	2012-05-23
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2011-09-27	2012-05-23
	Rep	Dealing in securities	2011-09-27	2012-05-23
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2005-05-19	2006-03-18
	Rep	Advising on securities	2005-05-19	2006-03-18
	Rep	Dealing in securities	2005-05-19	2006-03-18
Merrill Lynch (Asia Pacific) Limited	Rep	Asset management	-	2005-01-25
	Rep	Providing automated trading services	-	2005-03-23
	Rep	Advising on corporate finance	-	2006-03-18
	Rep	Advising on securities	-	2006-03-18
	Rep	Dealing in securities	-	2006-03-18