Personnel Hong Kong SFC License Details (ID 107582)

Personnel Hong Kong SFC License Details (ID 107582)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Paradigm Advisors Holdings (Hong Kong) Limited	RO	Advising on corporate finance	2019-12-11	2025-04-14
	RO	Advising on securities	2019-12-11	2025-04-14
Parantoux Capital Limited	Rep	Asset management	2017-03-31	2018-11-09
	RO	Asset management	2016-09-01	2017-03-31
China Renaissance Securities (Hong Kong) Limited	RO	Advising on corporate finance	2014-11-20	2016-04-18
	RO	Advising on securities	2014-11-20	2016-04-18
	RO	Dealing in securities	2014-11-20	2016-04-18
	Rep	Advising on corporate finance	2014-10-29	2014-11-20
	Rep	Advising on securities	2014-10-29	2014-11-20
	Rep	Dealing in securities	2014-10-29	2014-11-20
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2012-03-01	2014-07-18
	RO	Advising on securities	2012-03-01	2014-07-18
	RO	Dealing in securities	2012-03-01	2014-07-18
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2005-07-27	2006-04-22
	Rep	Dealing in securities	2005-07-27	2006-04-22