Personnel Hong Kong SFC License Details (ID 107613)

Personnel Hong Kong SFC License Details (ID 107613)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
THADDEUS CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2008-02-25	2012-01-31
Morgan Stanley Asia Limited	Rep	Advising on securities	2005-08-29	2007-05-02
	Rep	Dealing in securities	2005-08-29	2007-05-02
BLACKROCK (HONG KONG) LIMITED	RO	Advising on securities	2004-12-08	2005-08-29
	RO	Asset management	2004-12-08	2005-08-29
	RO	Dealing in securities	2004-12-08	2005-08-29
	Rep	Advising on securities	2004-05-28	2004-12-08
	Rep	Asset management	2004-05-28	2004-12-08
	Rep	Dealing in securities	2004-05-28	2004-12-08
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	-	2004-05-27
	Rep	Advising on securities	-	2004-05-27
	Rep	Asset management	-	2004-05-27
	Rep	Providing automated trading services	-	2004-05-27
	Rep	Dealing in securities	-	2004-05-27