Personnel Hong Kong SFC License Details (ID 107619)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CNI Global Assets Management Limited (HK)	Rep	Asset management	2019-07-17	2020-06-30
CNI Securities Group Limited	Rep	Advising on securities	2019-07-17	2020-06-30
	Rep	Dealing in securities	2019-07-17	2020-06-30
Knight Capital Asia Limited	Rep	Dealing in securities	2013-02-25	2013-04-11
SAMSUNG SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2008-10-23	2009-07-23
	Rep	Advising on securities	2008-10-23	2009-07-23
	Rep	Dealing in securities	2008-10-23	2009-07-23