Personnel Hong Kong SFC License Details (ID 107654)

Personnel Hong Kong SFC License Details (ID 107654)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GigaMoney Limited	Rep	Dealing in securities	2023-05-18	2023-09-26
HONG KONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-11-27	2022-10-06
GigaMoney Limited	Rep	Dealing in securities	2012-02-10	2023-02-10
Quam Securities Limited	Rep	Dealing in securities	2008-01-15	2009-11-27
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2007-09-24	2007-12-22
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2005-08-12	2007-09-16
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2005-08-12	2007-09-16
ABCI Securities Company Limited	Rep	Dealing in securities	2003-09-29	2004-12-13
GigaMoney Limited	Rep	Advising on corporate finance	-	2003-09-29
	Rep	Advising on securities	-	2003-09-29
	Rep	Asset management	-	2003-09-29
	Rep	Dealing in securities	-	2003-09-29