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Faulder, David Anthony Stephen Hong Kong SFC License Details (ID 107683)
Faulder, David Anthony Stephen
SFC ID:
AFU333
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED
Rep
Advising on futures contracts
2006-01-23
2006-03-03
Rep
Advising on securities
2006-01-23
2006-03-03