Long, David Nicholas (SFC:AFU334)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED CLIFF ASSET MANAGEMENT LIMITED	RO	Asset management	2025-07-16	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on securities	2003-12-02	2007-01-31
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on securities	2003-12-02	2007-01-31
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Providing automated trading services	2003-04-01	2003-12-02
	RO	Dealing in securities	2003-04-01	2007-01-31
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Providing automated trading services	2003-04-01	2005-02-15
	RO	Dealing in securities	2003-04-01	2007-01-31

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RED CLIFF ASSET MANAGEMENT LIMITED	RO	Asset management	2025-07-16	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Advising on securities	2003-12-02	2007-01-31
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on securities	2003-12-02	2007-01-31
J.P. MORGAN BROKING (HONG KONG) LIMITED	RO	Providing automated trading services	2003-04-01	2003-12-02
	RO	Dealing in securities	2003-04-01	2007-01-31
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Providing automated trading services	2003-04-01	2005-02-15
	RO	Dealing in securities	2003-04-01	2007-01-31