Webb-site Legacy
En
Home
Noakes, Joseph James Hong Kong SFC License Details (ID 107689)
Noakes, Joseph James
SFC ID:
AFU363
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
FOX-PITT, KELTON (ASIA) LIMITED
RO
Asset management
-
2003-06-20
RO
Advising on securities
-
2004-03-01
RO
Dealing in securities
-
2004-03-01