Personnel Hong Kong SFC License Details (ID 107713)

Personnel Hong Kong SFC License Details (ID 107713)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KAM FAI SECURITIES CO., LIMITED	Rep	Dealing in securities	2012-03-30	2016-03-22
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Leveraged foreign exchange trading	2004-12-13	2005-12-13
	Rep	Advising on futures contracts	-	2003-06-03
	Rep	Asset management	-	2003-06-03
	Rep	Dealing in futures contracts	-	2009-03-07
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	-	2003-06-03
	Rep	Advising on securities	-	2003-06-03
	Rep	Asset management	-	2003-06-03
	Rep	Providing automated trading services	-	2003-06-03
	Rep	Dealing in securities	-	2009-03-07